SEBI's mandatory disclosure requirement
on all ‘Investment Adviser’ websites

white (2) (1)

This page contains all the regulatory disclosures required to be displayed on the website. To learn more about
this, you can view the SEBI Circular here

SEBI Registration Details

Registered Name: Vishal Bharat Shah | RIA No: INA000019220 | Reg. Type: Individual | Validity: Perpetual | Reg. address: C302, Lorelle, Datta Mandir Rd, Wakad, Pune 411057 | Phone: 73874 58677 | BASL Membership No: 2169

SEBI Local Office Address – Plot No. C 4-A, G Block, Near Bank of India, Bandra Kurla Complex, Bandra East, Mumbai, Maharashtra 400051

Regulatory Complaints Disclosure

SEBI mandates all RIAs to display the status of complaints on the website as shown below. In case of grievances, investors can first contact the intermediary in case of complaints, in our case through the email enquiry@bachhat.money  The ‘SEBI SCORES’ website which facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here, and the common Online Dispute Resolution Portal, which facilitates online arbitration for resolution of disputes arising in the Indian Securities Market can be accessed here.

Data as of last month ending : Aug 31, 2024

S.NoReceived fromPending as of last monthReceivedResolved*Total Pending#Pending >3 monthsAvg-resolution time^
1Directly from Investor 0 0 0000
2SEBI - SCORES 0 0 0000
3Other sources 0 0 0000
Total 0 0 0000

Trend of monthly disposal of complaints

S.NoMonthCarried fwd. from prev. monthReceivedResolved*Pending#
1Apr 2024 0 0 0
2May 2024 0 0 0 0
3June 2024 0 0 0 0
4July 2024 0 0 0 0
5Aug 2024 0 0 0 0
6Sept 2024 0 0 0 0
7Oct 2024 - - - -
8Nov 2024 - - - -
9Dec 2024 - - - -
10Jan 2025 - - - -
11Feb 2025 - - - -
12Mar 2025 - - - -
Total 0 0 0 0

Trend of annual disposal of complaints

S.NoYearCarried fwd. from prev. monthReceivedResolved*Pending#
12024-25 0 0 0 0
Total 0 0 0 0

*Inclusive of complaints of previous months/years resolved in the current month/year | ^Time in days | # Inclusive of complaints pending as on the last day of the month/year

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:


S.No.
Financial yearCompliance Audit StatusRemarks, if any
1 FY 2024-25 Pending n/a

To aid the general public with informative material and tools related to personal finance and investments, SEBI provides an Investor information website www.investor.sebi.gov.in and has also made available the SEBI Saarathi App on the Google Play and Apple App Stores.

SEBI Investor Charter

To facilitate investor awareness, SEBI has created an ‘Investor Charter’ pertaining to Investment Advisers, displayed below for your reference.